Compliance 101 - Introduction to Compliance for New Compliance Officers

Kristen Tatlock

Kristen Tatlock is a nationally-known speaker and compliance consultant with over 30 years of experience in the credit union compliance arena. Kristen assists credit unions with issues ranging from advertising rules to bylaws, from Social Media compliance matters to Regulation Z, and just about every regulation and compliance concern in between.

Kristen has earned Compliance and Bank Secrecy Act certifications from the two national credit union trade associations. She regularly presents compliance training programs for CUNA, NAFCU, and many state Leagues around the country. She has also edited and revised numerous compliance training courses and modules for CUNA CPD and has authored several articles for various CUNA publications.

This is for Part 1 Only. For series pricing, CLICK HERE.

Keeping up with all of the rules, regulations, and laws that affect credit union operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming. This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier; it can also provide long-term compliance officers with a refresher on regulations and resources.

Topics Will Include:

Overview of major compliance issues
Issues addressed in credit union bylaws
The importance of risk assessments
Resources all Compliance Officers need to know about

Who Should Attend?

New Compliance Officers, Chief Compliance Officers, Compliance, Legal, Risk Management Staff, CEOs

Compliance 101 - Introduction to Compliance for New Compliance Officers

Topics Will Include:

Who Should Attend?

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